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Securities regulation in the United States
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#	Item
591	PUBLIC LAW[removed]—NOV. 15, [removed]STAT[removed]Public Law[removed]101st Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-11-20 08:51:45 73rd United States Congress United States Securities and Exchange Commission Government Law Securities regulation in the United States U.S. Securities and Exchange Commission Investment Advisers Act Securities Act Securities Exchange Act United States securities law Financial regulation 76th United States Congress
592	A BNA, INC. SECURITIES! REGULATION & LAW Add to Reading List Source URL: documents.jdsupra.com Language: English - Date: 2013-07-09 14:57:16 Finance Financial services Stock market Securities Prospectus Securities regulation in the United States Mutual fund Security Net asset value Financial economics Investment United States securities law
593	A BNA, INC. SECURITIES! REGULATION & LAW Add to Reading List Source URL: www.jdsupra.com Language: English Finance Financial services Stock market Securities Prospectus Securities regulation in the United States Mutual fund Security Net asset value Financial economics Investment United States securities law
594	A FAIR EXCHANGE In the new market structure, can exchanges be trusted with a self-regulatory function? Add to Reading List Source URL: www.mediabistro.com Language: English - Date: 2014-10-13 09:44:36 Stock market United States securities law Financial markets Financial regulation Late-2000s financial crisis Self-regulatory organization Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Finance Financial system
595	July 17, 2012 Via Electronic Mail: David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre Add to Reading List Source URL: www.managedfunds.org Language: English United States Securities and Exchange Commission Financial services Commodities market United States securities law Securities Act Commodity Futures Trading Commission Regulation D Securities regulation in the United States Hedge fund Financial economics Finance Investment
596	PDF Document Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-08-22 11:43:40 Finance Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Banking in the United States Hedge fund U.S. Securities and Exchange Commission United States federal banking legislation Financial economics Financial regulation
597	OMB APPROVAL OMB Number: [removed]Expires: June 30, 2010 Estimated average burden Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 12:32:54 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization Financial system Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
598	Complaint and Demand for Jury Trial Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-11 11:33:27 Money Stock market Securities Exchange Act Short Securities regulation in the United States Securities market Financial economics Finance Business U.S. Securities and Exchange Commission
599	0MB APPROVAL 0MB Number[removed]Estimated average burden hours per response 38 Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2015-02-13 16:37:02 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Central Securities Depositories Security Securities Exchange Act Depository Trust & Clearing Corporation Securities regulation in the United States Financial economics Financial system Finance
600	Microsoft Word - Syllabus_A537_Wi14.doc Add to Reading List Source URL: www.law.washington.edu Language: English - Date: 2014-01-02 13:18:21 Securities Act Securities Litigation Uniform Standards Act SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States Class action Scienter Wilson Sonsini Goodrich & Rosati United States securities law Law Private Securities Litigation Reform Act

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